Wenxin Li
李文昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenxin Li (李文昕), a licensed former licensee with CE reference BOR554. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-28 | 2025-03-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-28 | 2025-03-26 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-02-28 | 2025-03-26 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-08 | 2021-12-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-13 | 2021-11-09 |