Ching Yan Lau
劉靖欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yan Lau (劉靖欣), a licensed Representative with CE reference BOT981. Currently licensed at 1 firm(s): Matthews Global Investors (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-19 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-19 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-08-19 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-13 | 2024-07-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-13 | 2024-07-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2019-09-13 | 2024-07-12 |