Deepak Malhotra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deepak Malhotra ( ), a licensed former licensee with CE reference BOX512. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IMM Asset Management Company Limited | RO | Type 1 — Dealing in securities | 2020-03-18 | 2021-01-18 |
| IMM Asset Management Company Limited | RO | Type 4 — Advising on securities | 2020-03-18 | 2021-01-18 |
| IMM Asset Management Company Limited | RO | Type 9 — Asset management | 2020-03-18 | 2021-01-18 |