IMM Asset Management Company Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for IMM Asset Management Company Limited, a Hong Kong-based licensed corporation with CE reference BOX268. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2020-03-18.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2020-03-18 | 2023-01-03 |
| Type 4 — Advising on securities | 2020-03-18 | 2025-03-17 |
| Type 9 — Asset management | 2020-03-18 | 2025-03-17 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hyunchan Cho 趙炫贊 | RO 1, 4, 9 | 2020-03 | 2024-03 |
| Howon Lee 李晧遠 | RO 4, 9 | 2024-03 | 2025-03 |
| To Wai Li 李滔為 | RO 1, 4, 9 | 2021-03 | 2025-03 |
| Deepak Malhotra | RO 1, 4, 9 | 2020-03 | 2021-01 |
Showing 1–4 of 4