To Wai Li
李滔為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Wai Li (李滔為), a licensed Responsible Officer with CE reference AYD437. Currently licensed at 2 firm(s): Select Investment Services Limited, Plouton Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-05 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 — Advising on securities | 2025-09-05 | present |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 — Asset management | 2025-09-05 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-15 | 2025-09-05 |
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-18 | 2025-09-05 |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-07-18 | 2025-09-05 |
| IMM Asset Management Company Limited | RO | Type 1 — Dealing in securities | 2021-03-24 | 2023-01-03 |
| IMM Asset Management Company Limited | RO | Type 4 — Advising on securities | 2021-03-24 | 2025-03-17 |
| IMM Asset Management Company Limited | RO | Type 9 — Asset management | 2021-03-24 | 2025-03-17 |
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-23 | 2021-02-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-28 | 2020-04-01 |