Yi (SFC:BPG386) Pan
潘藝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BPG386) Pan (潘藝), a licensed former licensee with CE reference BPG386. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-03 | 2021-11-03 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 — Asset management | 2020-11-03 | 2021-11-03 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-09 | 2021-11-03 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-10-09 | 2021-11-03 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-09 | 2020-08-21 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-01-09 | 2020-08-21 |