Shu Yang
楊舒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Yang (楊舒), a licensed Representative with CE reference BPW827. Currently licensed at 1 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-13 | present |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-08 | 2022-08-11 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-27 | 2022-08-11 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-08-27 | 2022-08-11 |