Mingjie Liu
劉明杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingjie Liu (劉明杰), a licensed former licensee with CE reference BRB463. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-17 | 2024-03-04 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-17 | 2024-03-04 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-30 | 2023-10-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-03-30 | 2023-10-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-30 | 2023-10-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-30 | 2023-10-11 |
| Seaga International Limited 恒昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-01 | 2022-02-14 |