Ju (SFC:BRG416) Li
李菊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ju (SFC:BRG416) Li (李菊), a licensed former licensee with CE reference BRG416. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-13 | 2024-12-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-06-13 | 2024-12-19 |
| Altive Limited |
Rep | Type 4 — Advising on securities | 2021-06-16 | 2022-06-05 |
| Altive Limited |
Rep | Type 9 — Asset management | 2021-06-16 | 2022-06-05 |