Wing Kan (SFC:BRK609) Tam
譚詠勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kan (SFC:BRK609) Tam (譚詠勤), a licensed former licensee with CE reference BRK609. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-10 | 2024-05-07 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-15 | 2022-09-26 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-02 | 2022-09-26 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-19 | 2021-09-30 |