Wenqi (SFC:BRN905) Lu
盧文琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenqi (SFC:BRN905) Lu (盧文琦), a licensed former licensee with CE reference BRN905. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-25 | 2025-12-11 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-25 | 2025-12-11 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-29 | 2021-10-11 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-29 | 2021-10-11 |