Lok Hei (SFC:BRO323) Chan
陳諾嬉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Hei (SFC:BRO323) Chan (陳諾嬉), a licensed former licensee with CE reference BRO323. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-06 | 2024-11-01 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-06 | 2024-11-01 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-07 | 2025-03-28 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-16 | 2023-04-06 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-16 | 2023-04-06 |