Qian Guo
郭茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian Guo (郭茜), a licensed Responsible Officer with CE reference BRQ615. Currently licensed at 2 firm(s): ABCI Capital Limited, ABCI Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-08 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-08 | present |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-12-08 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-25 | present |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-25 | 2023-12-08 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-25 | 2023-12-08 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-01-25 | 2023-12-08 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-08 | 2021-11-17 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-08 | 2021-11-17 |