Sze Yuen Chau
周思源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Yuen Chau (周思源), a licensed Representative with CE reference BRQ773. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-07-11 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2022-07-11 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2022-07-11 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-07-11 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2022-07-11 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2022-07-11 | 2024-02-19 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-18 | 2022-04-27 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-18 | 2022-04-27 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 9 — Asset management | 2021-10-18 | 2022-04-27 |