Thomas Alois Vogl
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Alois Vogl, a licensed Representative with CE reference BRR437. Currently licensed at 3 firm(s): BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED, AXA IM Select Asia Limited, AXA Investment Managers Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-26 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-26 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2026-03-26 | present |
| AXA IM Select Asia Limited |
Rep | Type 1 — Dealing in securities | 2025-01-22 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2023-06-16 | present |
| AXA IM Select Asia Limited |
Rep | Type 4 — Advising on securities | 2021-09-21 | present |
| AXA IM Select Asia Limited |
Rep | Type 9 — Asset management | 2021-09-21 | present |