Ka Man (SFC:BRT390) Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man (SFC:BRT390) Tam ( ), a licensed former licensee with CE reference BRT390. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 — Asset management | 2022-09-05 | 2025-04-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-12 | 2022-07-08 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2021-10-12 | 2022-07-08 |