Ningyuan Liu
劉宁遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ningyuan Liu (劉宁遠), a licensed former licensee with CE reference BRU786. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-05 | 2023-02-15 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-05 | 2023-02-15 |