Yiwen Shao
邵祎雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiwen Shao (邵祎雯), a licensed Representative with CE reference BRX631. Currently licensed at 1 firm(s): Zheshang International Financial Holdings Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-15 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-15 | present |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-12 | 2023-01-20 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-12 | 2023-01-20 |