Yao (SFC:BSE123) Chen
陳垚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao (SFC:BSE123) Chen (陳垚), a licensed former licensee with CE reference BSE123. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-20 | 2024-11-14 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-13 | 2024-11-14 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-13 | 2024-11-14 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-11 | 2022-04-13 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-03-11 | 2022-04-13 |