Chang (SFC:BSL546) Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang (SFC:BSL546) Liu ( ), a licensed former licensee with CE reference BSL546. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-09-21 | 2024-09-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-10 | 2023-05-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-05-10 | 2023-05-24 |