Ching Fung Li
李澄灃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Fung Li (李澄灃), a licensed Representative with CE reference BST120. Currently licensed at 1 firm(s): Moelis & Company Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-13 | present |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-13 | present |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-12-13 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-07-21 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-07-21 | 2023-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2022-07-21 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2022-07-21 | 2023-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2022-07-21 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2022-07-21 | 2023-07-31 |