Dan (SFC:BTA037) Wang

王丹
CE No. BTA037 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan (SFC:BTA037) Wang (王丹), a licensed Representative with CE reference BTA037. Currently licensed at 1 firm(s): Jasper Capital Hong Kong Limited . Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Jasper Capital Hong Kong Limited
Rep Type 4 — Advising on securities 2026-04-22 present
Jasper Capital Hong Kong Limited
Rep Type 9 — Asset management 2026-04-22 present
FINE SECURITIES LIMITED RO Type 1 — Dealing in securities 2025-09-23 2026-04-06
FINE SECURITIES LIMITED RO Type 4 — Advising on securities 2025-09-23 2026-04-06
FINE SECURITIES LIMITED RO Type 9 — Asset management 2025-09-23 2026-04-06
FINE SECURITIES LIMITED Rep Type 4 — Advising on securities 2025-07-23 2025-09-23
FINE SECURITIES LIMITED Rep Type 9 — Asset management 2025-07-23 2025-09-23
Spectrum Finance Limited
光譜金融有限公司
RO Type 4 — Advising on securities 2023-09-22 2025-07-14
Spectrum Finance Limited
光譜金融有限公司
RO Type 9 — Asset management 2023-09-22 2025-07-14
Pando Finance Limited
潘渡有限公司
Rep Type 1 — Dealing in securities 2023-01-03 2023-05-28
Pando Finance Limited
潘渡有限公司
Rep Type 4 — Advising on securities 2023-01-03 2023-05-28
Pando Finance Limited
潘渡有限公司
Rep Type 9 — Asset management 2023-01-03 2023-05-28

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