FINE SECURITIES LIMITED

CE No. BSW442 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FINE SECURITIES LIMITED, a Hong Kong-based licensed corporation with CE reference BSW442. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 7 (total recorded over time: 12). Earliest licence on file: 2023-03-31.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 1108A & 1108C, 11/F, Empire Centre, No.68 Mody Road, Tsim Sha Tsui, Kowloon

Licence history

Activity	From	To
Type 1 — Dealing in securities	2023-03-31	present
Type 4 — Advising on securities	2023-03-31	present
Type 9 — Asset management	2023-03-31	present

Licensed staff (all-time) (12)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Kai Chun Chan 陳啟俊	RO 1, 4, 9	2023-03	2024-09
Tomo-Hito Cheung 張智仁	RO 1, 4, 9	2024-01	2025-01
Chak Man Chung 鍾澤敏	RO 1, 4, 9	2023-03	Present
Dan (SFC:BTA037) Wang 王丹	RO 1, 4, 9 Rep 4, 9	2025-07	2026-04
Yufei (SFC:BTL147) Wang 王雨菲	RO 1, 4, 9	2025-02	Present
Wenjie Gu 顧雯潔	Rep 1, 4, 9	2023-07	Present
Yunfan Jiang 江云帆	Rep 1, 4, 9	2025-09	Present
Shan Shan Kwok 郭珊杉	Rep 1, 4, 9	2025-12	Present
Fengming Pan 潘鳳鳴	Rep 1	2026-03	Present
Zihuang Yu 俞子煌	Rep 1, 4, 9	2024-04	2025-10
Yimu Zhou 周苡苜	Rep 1, 4, 9	2024-03	Present
Jing (SFC:BUS443) Zhu 朱静	Rep 1, 4, 9	2024-03	2025-04