Ningyuan Tang

湯宁遠
CE No. BTM555 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ningyuan Tang (湯宁遠), a licensed Representative with CE reference BTM555. Currently licensed at 2 firm(s): CITIC Securities Asset Management (HK) Limited, CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2025-08-20 present
CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
Rep Type 1 — Dealing in securities 2024-10-23 present
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
Rep Type 1 — Dealing in securities 2024-10-23 present
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
Rep Type 2 — Dealing in futures contracts 2024-10-23 present
CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2024-10-23 present
CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
Rep Type 9 — Asset management 2024-10-23 present
China Galaxy International Asset Management (Hong Kong) Co., Limited
中國銀河國際資産管理(香港)有限公司
Rep Type 4 — Advising on securities 2023-04-06 2024-10-03
China Galaxy International Asset Management (Hong Kong) Co., Limited
中國銀河國際資産管理(香港)有限公司
Rep Type 9 — Asset management 2023-04-06 2024-10-03

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