Xucen Liu
劉栩岑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xucen Liu (劉栩岑), a licensed former licensee with CE reference BTV765. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-12 | 2026-05-13 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-03-12 | 2026-05-13 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-12 | 2026-05-13 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-23 | 2026-01-23 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-23 | 2026-01-23 |