Pan Wu
吳盼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pan Wu (吳盼), a licensed former licensee with CE reference BUC603. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-27 | 2025-09-19 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-27 | 2025-09-19 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-05 | 2023-10-22 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-05 | 2023-10-22 |