Swagato Sourya Ghosh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swagato Sourya Ghosh, a licensed Representative with CE reference BUK652. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-12-29 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-14 | 2025-12-15 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-14 | 2025-12-15 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-12-14 | 2025-12-15 |