Jie Xie
謝洁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Xie (謝洁), a licensed Responsible Officer with CE reference BUZ183. Currently licensed at 1 firm(s): BOCOM International (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-23 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-09-23 | present |