Yi (SFC:BVK006) Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BVK006) Lu, a licensed Representative with CE reference BVK006. Currently licensed at 1 firm(s): Lochpine Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lochpine Capital Limited |
Rep | Type 4 — Advising on securities | 2025-03-03 | present |
| Lochpine Capital Limited |
Rep | Type 9 — Asset management | 2025-03-03 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-13 | 2025-01-15 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-13 | 2025-01-15 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 9 — Asset management | 2024-09-13 | 2025-01-15 |