Lochpine Capital Limited

CE No. BUE177 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lochpine Capital Limited (), a Hong Kong-based licensed corporation with CE reference BUE177. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 8 (total recorded over time: 12). Earliest licence on file: 2024-05-02.

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Registered address

11/F, LKF 29, 29 Wyndham St, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2024-05-02	present
Type 9 — Asset management	2024-05-02	present

Licensed staff (all-time) (12)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Hao Du 杜浩	RO 4, 9	2024-05	2024-05
Yifan (SFC:AXV269) Liu 劉一帆	RO 4, 9	2024-08	Present
Xuezhi Niu 牛學智	RO 4, 9	2024-07	Present
Su Ee Than 鄧書義	RO 4, 9	2024-08	2024-12
Hongbo (SFC:BIR375) Wang 王紅波	RO 4, 9	2024-05	2024-10
Shuimiao Wang 王水淼	RO 4, 9	2024-05	2025-09
Tianqing Xia	RO 4, 9	2025-12	Present
Qikun Deng 鄧琪錕	Rep 4, 9	2024-10	Present
Zhen Huang 黃震	Rep 4, 9	2025-04	Present
Yi (SFC:BVK006) Lu	Rep 4, 9	2025-03	Present
Shunjie Sun 孫順杰	Rep 4, 9	2024-12	Present
Yue Zong 宗躍	Rep 4, 9	2025-04	Present