Yifan (SFC:AXV269) Liu
劉一帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yifan (SFC:AXV269) Liu (劉一帆), a licensed Responsible Officer with CE reference AXV269. Currently licensed at 1 firm(s): Lochpine Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lochpine Capital Limited |
RO | Type 4 — Advising on securities | 2024-08-16 | present |
| Lochpine Capital Limited |
RO | Type 9 — Asset management | 2024-08-16 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-08 | 2023-10-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-08 | 2023-10-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-08 | 2023-10-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-15 | 2012-11-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-08-15 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-15 | 2012-11-23 |