Xiaoyi Lu
盧瀟漪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyi Lu (盧瀟漪), a licensed Representative with CE reference BVR868. Currently licensed at 1 firm(s): Guotai Junan Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-05-12 | present |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-04 | 2026-01-04 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-04 | 2026-01-04 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-04 | 2026-01-04 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2024-12-04 | 2026-01-04 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2024-12-04 | 2026-01-04 |