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Rosa Securities Limited

羅沙證券有限公司

CE No. AFP826 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosa Securities Limited (羅沙證券有限公司), a Hong Kong-based licensed corporation with CE reference AFP826. Current licensed staff on file: 0 (total recorded over time: 22).

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	2023-08-17
Type 4 — Advising on securities	present	2004-11-22
Type 6 — Advising on corporate finance	present	2004-11-22
Type 7 — Providing automated trading services	present	2004-11-22
Type 9 — Asset management	present	2004-11-22

Licensed staff (all-time) (22)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 7 Providing automated trading services 9 Asset management

RO only

Name	Activities	First licensed	To
David Augusto da Rosa	RO 1, 4, 6, 7, 9	Pre-2003	2023-08
Jose Augusto Maria da Rosa	RO 1, 4, 6, 7, 9	Pre-2003	2022-12
Rosa Fatima Pereira da Rosa	RO 1, 4, 6, 7, 9	Pre-2003	2023-08
Albert Ting Fun Chan 陳廷勳	Rep 1	2006-05	2013-04
Chak Fai Chan 陳澤輝	Rep 1	2004-06	2004-08
Kin Tong Chan 陳健棠	Rep 1, 4, 6, 7, 9	Pre-2003	2009-11
Tai Yue Chan 陳大譽	Rep 1, 4, 6, 7, 9	Pre-2003	2023-08
Chiu Kai Chau 周昭佳	Rep 1, 4, 6, 7, 9	Pre-2003	2003-07
Chiu Yin Chau 周昭賢	Rep 1, 4, 6, 7, 9	Pre-2003	2003-07
Lai Ming Chau 周麗明	Rep 1, 4, 6, 7, 9	Pre-2003	2003-04
Chan Kin Louis Cheng 鄭燦乾	Rep 1, 4, 6, 7, 9	Pre-2003	2003-04
Sai Fong Doo 杜細芳	Rep 1, 4, 6, 7, 9	Pre-2003	2004-08
Heung Fai Hui 許向輝	Rep 1	2008-04	2010-04
Tin Kay Hui 許天奇	Rep 1, 4, 6, 7, 9	Pre-2003	2004-01
Chun Wa Lai 黎俊華	Rep 1	2007-01	2007-05
Chi Yuen (SFC:ALP915) Lam 林志遠	Rep 1	2005-03	2006-12
Wai Chung Leung 梁偉忠	Rep 1	2011-03	2014-02
Corlia Wai Ping Ng 吳惠萍	Rep 1	2009-02	2023-08
Joao Augusto Maria Rosa	Rep 1, 4, 6, 7, 9	Pre-2003	2003-08
Yuk Tung Sin 單旭東	Rep 1	2008-01	2011-02
Po Yee Sun 孫寶儀	Rep 1, 4, 6, 7, 9	Pre-2003	2003-10
Tommy Chung Hau Yan 甄仲厚	Rep 1	2007-08	2008-03

Showing 1–22 of 22

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