Chiu Kai Chau
周昭佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Kai Chau (周昭佳), a licensed former licensee with CE reference AHC470. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2024-03-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-07 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-07 | 2024-03-08 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-26 | 2007-06-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-18 | 2007-06-01 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |