Tommy Chung Hau Yan
甄仲厚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Chung Hau Yan (甄仲厚), a licensed Representative with CE reference APH014. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-28 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-17 | 2017-10-02 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-01 | 2008-03-28 |