Riverwest Advisors Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Riverwest Advisors Limited ( ), a Hong Kong-based licensed corporation with CE reference ASW807. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2009-07-02.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2009-07-02 | 2020-04-01 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Te Hen Toku Chen | RO 9 Rep 9 | 2017-09 | 2020-03 |
| Mayuko Nishikawa 西川真裕子 | RO 9 | 2009-07 | 2020-03 |
| Taisuke Nishikawa | RO 9 | 2009-07 | 2020-03 |
| Tsutomu Suzuki | RO 9 | 2009-07 | 2020-03 |
| Wai Yan (SFC:AXQ556) Fung 馮蔚茵 | Rep 9 | 2011-08 | 2012-04 |
| Tsz San Li 李梓燊 | Rep 9 | 2011-06 | 2011-06 |
| Fu Hang Mak 麥富恆 | Rep 9 | 2011-09 | 2012-07 |
| Masao Shimizu | Rep 9 | 2015-05 | 2015-10 |
| Wing Yin (SFC:BAT624) Wong 黃穎妍 | Rep 9 | 2013-02 | 2014-05 |
Showing 1–9 of 9