Taisuke Nishikawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taisuke Nishikawa ( ), a licensed former licensee with CE reference AMS401. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riverwest Advisors Limited |
RO | Type 9 — Asset management | 2009-07-02 | 2020-03-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-28 | 2008-08-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-28 | 2008-08-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-11-28 | 2008-08-09 |