Te Hen Toku Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Te Hen Toku Chen ( ), a licensed former licensee with CE reference AMI234. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riverwest Advisors Limited |
RO | Type 9 — Asset management | 2018-05-17 | 2020-03-31 |
| Riverwest Advisors Limited |
Rep | Type 9 — Asset management | 2017-09-12 | 2018-05-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-20 | 2016-01-29 |
| Pine River Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2013-02-04 | 2013-12-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-02-06 | 2008-06-27 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-01-29 | 2008-06-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-08-14 | 2008-06-27 |
| AM Squared Limited | Rep | Type 9 — Asset management | 2005-08-05 | 2006-06-05 |