DBG Investment Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for DBG Investment Limited ( ), a Hong Kong-based licensed corporation with CE reference BPL949. Current licensed staff on file: 0 (total recorded over time: 2). Earliest licence on file: 2021-03-23.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2021-03-23 | 2021-12-07 |
| Type 9 — Asset management | 2021-03-23 | 2021-12-07 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tongli Han 韓同利 | RO 4, 9 | 2021-03 | 2021-06 |
| Roy Shun Keung Kwok 郭舜強 | RO 4, 9 | 2021-03 | 2021-05 |
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