Roy Shun Keung Kwok
郭舜強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Shun Keung Kwok (郭舜強), a licensed Representative with CE reference AQI400. Currently licensed at 1 firm(s): Tor Investment Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tor Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-05-14 | present |
| DBG Investment Limited |
RO | Type 4 — Advising on securities | 2021-03-23 | 2021-05-09 |
| DBG Investment Limited |
RO | Type 9 — Asset management | 2021-03-23 | 2021-05-09 |
| DeepBlue Global Investment Limited 深藍全球投資有限公司 |
RO | Type 4 — Advising on securities | 2017-01-13 | 2021-03-31 |
| DeepBlue Global Investment Limited 深藍全球投資有限公司 |
RO | Type 9 — Asset management | 2017-01-13 | 2021-03-31 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-09-01 | 2017-01-06 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-01 | 2017-01-06 |
| My Decker Capital Advisors Hong Kong Limited |
RO | Type 4 — Advising on securities | 2010-12-16 | 2011-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-05 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-05 | 2008-12-10 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2008-04-23 | 2008-10-24 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2008-04-23 | 2008-10-24 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2008-04-23 | 2008-10-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-18 | 2008-03-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-18 | 2008-03-20 |