Tongli Han
韓同利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tongli Han (韓同利), a licensed former licensee with CE reference AZI771. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-07 | 2026-01-12 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-02-07 | 2026-01-12 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 9 — Asset management | 2024-02-07 | 2026-01-12 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-01 | 2024-02-07 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-15 | 2024-02-07 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-15 | 2024-02-07 |
| DBG Investment Limited |
RO | Type 4 — Advising on securities | 2021-03-23 | 2021-06-28 |
| DBG Investment Limited |
RO | Type 9 — Asset management | 2021-03-23 | 2021-06-28 |
| DeepBlue Global Investment Limited 深藍全球投資有限公司 |
RO | Type 4 — Advising on securities | 2017-01-13 | 2021-03-30 |
| DeepBlue Global Investment Limited 深藍全球投資有限公司 |
RO | Type 9 — Asset management | 2017-01-13 | 2021-03-30 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-22 | 2016-12-31 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-03-03 | 2016-12-31 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 9 — Asset management | 2016-03-03 | 2016-12-31 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-02 | 2015-10-27 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 — Asset management | 2015-02-02 | 2015-10-27 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-20 | 2014-10-10 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-04-20 | 2014-10-10 |