Kwok Kwan Wong
黃國君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kwan Wong (黃國君), a licensed former licensee with CE reference AAA762. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lei Shing Hong Finance Limited 利星行財務有限公司 |
Rep | Type 8 — Securities margin financing | 2004-10-11 | 2005-02-25 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-27 | 2005-02-25 |
| Lei Shing Hong Finance Limited 利星行財務有限公司 |
RO | Type 8 — Securities margin financing | 2003-09-27 | 2004-10-11 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-05-17 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-17 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-17 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-05-17 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-05-17 |