Jimmy Chi Ming Lee
李志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Chi Ming Lee (李志明), a licensed former licensee with CE reference AAA817. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-02 | 2021-07-30 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-02 | 2021-07-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-05 | 2019-03-12 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-05 | 2019-03-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-16 | 2004-04-07 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-18 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-18 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-18 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-18 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 — Securities margin financing | present | 2003-04-18 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-18 |