Tin Yau Ng
伍天有
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Yau Ng (伍天有), a licensed former licensee with CE reference AAB239. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | 2022-01-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-22 | 2021-03-12 |
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-08 | 2020-04-09 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-20 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-28 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 9 — Asset management | present | 2003-05-28 |