Joan Nei Chuen Tung
童妮鑽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joan Nei Chuen Tung (童妮鑽), a licensed Representative with CE reference AAB275. Currently licensed at 2 firm(s): Corporate Brokers Limited, Corporate Commodities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-03 | present |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-07-03 | present |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-06-30 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2023-06-30 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-23 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-12-23 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-23 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-23 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-23 |