Jimmy Chi Ming So
蘇志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Chi Ming So (蘇志明), a licensed former licensee with CE reference AAB915. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plouton Asset Management Limited 弘富資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-07 | 2026-01-13 |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-11 | 2024-05-07 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-02 | 2026-01-13 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 — Advising on securities | 2015-10-02 | 2026-01-13 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-24 | 2015-09-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-19 | 2014-06-13 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-26 | 2009-11-26 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-26 | 2009-11-26 |