Alfred Chi Tong Ho
何志棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Chi Tong Ho (何志棠), a licensed former licensee with CE reference AAC822. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-21 | 2020-05-31 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-21 | 2020-05-31 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-03-01 |
| Corporate Commodities Limited 協聯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2017-03-01 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-18 |
| Corporate Commodities Limited 協聯期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-02-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-02-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 9 — Asset management | present | 2004-02-18 |
| Corporate Commodities Limited 協聯期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-02-18 |