Tsz Wai Lai
賴子威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wai Lai (賴子威), a licensed Representative with CE reference AAD539. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-28 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-29 | 2017-10-02 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-20 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-14 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-14 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-14 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-14 |