Pui Yee (SFC:AAE139) Chan
陳珮妤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yee (SFC:AAE139) Chan (陳珮妤), a licensed former licensee with CE reference AAE139. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-27 | 2014-07-11 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-31 | 2009-07-09 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-07-31 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-09 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Christfund Securities Limited 恒豐證券有限公司 |
RO | Type 9 — Asset management | present | 2004-01-09 |