Jenny Pik Ha Chan
陳碧夏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Pik Ha Chan (陳碧夏), a licensed Representative with CE reference AAE806. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-20 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-20 | 2017-10-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-20 | 2011-10-20 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-20 | 2011-10-20 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-02-15 | 2011-04-21 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-02-15 | 2011-04-21 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-02-15 | 2011-04-21 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-19 | 2010-07-15 |
| Funderstone Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2005-12-19 | 2011-04-21 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 — Advising on securities | 2005-12-19 | 2010-07-15 |
| Funderstone Asset Management (HK) Limited | RO | Type 5 — Advising on futures contracts | 2005-12-19 | 2011-04-21 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-12-19 | 2010-07-15 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2005-12-19 | 2011-04-21 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 — Asset management | 2005-12-19 | 2010-07-15 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | present | 2011-04-21 |
| Funderstone Futures Limited | RO | Type 2 — Dealing in futures contracts | present | 2011-04-21 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | present | 2011-04-21 |
| Funderstone Futures Limited | RO | Type 5 — Advising on futures contracts | present | 2011-04-21 |
| Funderstone Securities Limited | RO | Type 6 — Advising on corporate finance | present | 2011-04-21 |
| Funderstone Futures Limited | RO | Type 9 — Asset management | present | 2011-04-21 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | present | 2011-04-21 |